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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-18 |
| CA | RA | APPROVED | 2018-06-12 |
Branch Locations
Westlake Village, CA • United States
2815 Townsgate Rd, Westlake Village, CA 91361 • United States
21215 Burbank Blvd, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Beverly Hills | CA | 11/2016 | 05/2018 |
| Morgan Stanley | Los Angeles | CA | 01/2018 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 05/2018 | Present |
| Morgan Stanley | Beverly Hills | CA | 01/2014 | 11/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-26 |
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