Robert Hunt Chapman

Current Employers

Employment History

• 08/1999 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/1998 → Present
  Chapman & Co Cpa, P.C
  Victor, NY
• 02/2000 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2002 → Present
  Ny Payroll Relief Corp
  Pittsford, NY
• 04/2010 → Present
  Compass Wealth Llc
  Pittsford, NY

Other Businesses

1)CHAPMAN & CO CPA, P.C.; NON-INV REL; ACCTG & TAX PRAC-CPA SINCE 98-15HR/WK; PRESIDENT: 2)NAME OF OTHER BUSINESS: NEW YORK PAYROLL RELIEF CORP INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PAYROLL PROCESSING AND BENEFITS DOCUMENT SERVICES START DATE: 10/2002 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: PRESIDENT BRIEF DESCRIPTION OF DUTIES: OVERSEE PROCESSING OF PAYROLL ACTIVITIES; 3) NAME OF OTHER BUSINESS: COMPASS WEALTH LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FIXED INSURANCE & INVESTMENT ACTIVITIES START DATE: 4/2010 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: CLIENT SERVICE 4) HEARTS EMBRACED, LLC; NOT INV REL; EATONTON. GA; JEWELRY DESIGN AND SALE; MEMBER/INVESTOR; JULY 2012; 0 HRS/MTH, NONE DURING SECURITIES TRADING HRS: 5)NAME OF OTHER BUSINESS: THE PIETSCH FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: 1751 LAKE COOK RD, SUITE 350 DEERFIELD IL 60015 NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2015 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/05/2016 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, AND LONG TERM CARE 7)NAME OF OTHER BUSINESS: VAINILLA SPRINKLES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: INVESTMENT HOLDING COMPANY; START DATE: 02/2014; POSITION/TITLE/RELATIONSHIP: MANAGER; APX NUMBER OF HOURS PER WEEK: 0-1; APX NUMBER OF HOURS DURING TRADING HOURS: 0-1; BRIEF DESCRIPTION OF DUTIES: HANDLE ADMINISTRATION, MAKE AND MONITOR INVESTMENTS;

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-11-30

Designations