Best Investors Account Sign in
Inactive

Marie Roslyn Lemme

Lemme Investment Group, LLC

Glenview, IL

Claim This Profile
Current Employers
Lemme Investment Group, Llc

Glenview, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-27
  • IL RA
    APPROVED
    Since 2024-11-27

Branch Locations

Glenview, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Asset Management Glenview IL 09/2020 07/2022
B. Riley Wealth Advisors Glenview IL 07/2022 11/2024
B. Riley Wealth Management Glenview IL 07/2022 11/2024
Lemme Investment Group, Llc Glenview IL 11/2024 Present
Fsic Edmonds WA 12/2007 09/2020
National Securities Corp Glenview IL 09/2020 07/2022
  • 09/2020 → 07/2022
    National Asset Management
    Glenview, IL
  • 07/2022 → 11/2024
    B. Riley Wealth Advisors
    Glenview, IL
  • 07/2022 → 11/2024
    B. Riley Wealth Management
    Glenview, IL
  • 11/2024 → Present
    Lemme Investment Group, Llc
    Glenview, IL
  • 12/2007 → 09/2020
    Fsic
    Edmonds, WA
  • 09/2020 → 07/2022
    National Securities Corp
    Glenview, IL
Previous Registrations
  • 2020-09-13 → 2024-12-16
    B. Riley Wealth Advisors, Inc.
    Glenview, IL
  • 2008-01-02 → 2020-09-24
    Fsic
    Boca Raton, FL
    Boca Raton, FL
    Glenview, IL
  • 2004-04-15 → 2007-12-31
    Wolf Financial Management, Llc
    Glenview, IL
    Oakbrook Terrace, IL
    Oak Brook, IL
  • 2005-06-13 → 2007-12-31
    Lemme Investment Group, Inc.
    Glenview, IL
  • 2003-04-22 → 2007-12-13
    Kenilworth Asset Management, Llc
    Kenilworth, IL
  • 2001-05-22 → 2003-01-06
    Ogilvie Security Advisors Corporation
    Lake Forest, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-13
  • S66 Uniform Combined State Law Examination
    1999-12-13
Designations
Other Names
  • Marie Roslyn Lemme
  • Marie Roslyn Shamrock

View on SEC IAPD

More in Glenview, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor