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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-18 |
| CO | RA | APPROVED | 2012-01-06 |
Branch Locations
9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg | Greenwood Village | CO | 06/2001 | Present |
| Transamerica Financial Advisors, Inc | Greenwood Village | CO | 01/2012 | Present |
| Herding Cats Consulting Inc | Greenwood Village | CO | 02/2013 | Present |
| Net Law Group Inc. | Louisville | KY | 06/2020 | 10/2023 |
| College Loan Freedom | Henderson | NV | 06/2020 | 10/2023 |
| Hart Realty Group | Arvada | CO | 11/2024 | Present |
| Heartland Institute Of Financial Education | Greenwood Village | CO | 09/2025 | Present |
| Integrated Life Choices | Lincoln | NE | 11/2025 | Present |
| Integrated Life Choices | Lincoln | NE | 11/2025 | Present |
| Netlaw | Louisville | KY | 03/2026 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. HERDING CATS CONSULTING INC,5350 S ROSLYN ST SUITE 240, GREENWOOD VILLAGE CO 80111, NON-INVESTMENT RELATED, START DATE 02/07/2013, OWNER, 8HRS PER MONTH HART REALTY GROUP POSITION: Broker NATURE: real estate sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 11/08/2024 ADDRESS: 7503 Grandview Ave, Arvada CO 80002, United States DESCRIPTION: Buying and selling real estate. Referring potential clients to the firm. Occasionally listing property for sale and helping client purchase a home. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION POSITION: Certified Financial Educator NATURE: Financial Education INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2025 ADDRESS: 8301 E Prentice Ave, Suite 312, Greenwood Village CO 80111, United States DESCRIPTION: I promote and provide financial education courses to businesses and employer groups as a Heartland CFEd. INTEGRATED LIFE CHOICES POSITION: care provider NATURE: Working with people with disabilities INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2025 ADDRESS: 6800 Normal Blvd, Lincoln NE 68506, United States DESCRIPTION: My son is autistic. Working with ILC will allow me to be compensated for Driving him to therapies and educational events .Also may be compensated for daily living effects provided in my home. NETLAW POSITION: referral partner NATURE: legal services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/06/2026 ADDRESS: 12910 Shelbyville Rd, Louisville KY 40243, United States DESCRIPTION: I will be introducing people who need wills and trusts to Netlaw
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-29 |
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