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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-18
CO RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2026-03-18
  • CO RA
    APPROVED
    Since 2012-01-06

Branch Locations

9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Greenwood Village CO 06/2001 Present
Transamerica Financial Advisors, Inc Greenwood Village CO 01/2012 Present
Herding Cats Consulting Inc Greenwood Village CO 02/2013 Present
Net Law Group Inc. Louisville KY 06/2020 10/2023
College Loan Freedom Henderson NV 06/2020 10/2023
Hart Realty Group Arvada CO 11/2024 Present
Heartland Institute Of Financial Education Greenwood Village CO 09/2025 Present
Integrated Life Choices Lincoln NE 11/2025 Present
Integrated Life Choices Lincoln NE 11/2025 Present
Netlaw Louisville KY 03/2026 Present
  • 06/2001 → Present
    Wfg
    Greenwood Village, CO
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Greenwood Village, CO
  • 02/2013 → Present
    Herding Cats Consulting Inc
    Greenwood Village, CO
  • 06/2020 → 10/2023
    Net Law Group Inc.
    Louisville, KY
  • 06/2020 → 10/2023
    College Loan Freedom
    Henderson, NV
  • 11/2024 → Present
    Hart Realty Group
    Arvada, CO
  • 09/2025 → Present
    Heartland Institute Of Financial Education
    Greenwood Village, CO
  • 11/2025 → Present
    Integrated Life Choices
    Lincoln, NE
  • 11/2025 → Present
    Integrated Life Choices
    Lincoln, NE
  • 03/2026 → Present
    Netlaw
    Louisville, KY
Previous Registrations
  • 2008-10-22 → 2012-01-06
    Investment Advisors International, Inc.
    Greenwood Village, CO
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. HERDING CATS CONSULTING INC,5350 S ROSLYN ST SUITE 240, GREENWOOD VILLAGE CO 80111, NON-INVESTMENT RELATED, START DATE 02/07/2013, OWNER, 8HRS PER MONTH HART REALTY GROUP POSITION: Broker NATURE: real estate sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 11/08/2024 ADDRESS: 7503 Grandview Ave, Arvada CO 80002, United States DESCRIPTION: Buying and selling real estate. Referring potential clients to the firm. Occasionally listing property for sale and helping client purchase a home. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION POSITION: Certified Financial Educator NATURE: Financial Education INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2025 ADDRESS: 8301 E Prentice Ave, Suite 312, Greenwood Village CO 80111, United States DESCRIPTION: I promote and provide financial education courses to businesses and employer groups as a Heartland CFEd. INTEGRATED LIFE CHOICES POSITION: care provider NATURE: Working with people with disabilities INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2025 ADDRESS: 6800 Normal Blvd, Lincoln NE 68506, United States DESCRIPTION: My son is autistic. Working with ILC will allow me to be compensated for Driving him to therapies and educational events .Also may be compensated for daily living effects provided in my home. NETLAW POSITION: referral partner NATURE: legal services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/06/2026 ADDRESS: 12910 Shelbyville Rd, Louisville KY 40243, United States DESCRIPTION: I will be introducing people who need wills and trusts to Netlaw

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-17
S63 Uniform Securities Agent State Law Examination 2005-04-29
  • S65 Uniform Investment Adviser Law Examination
    2008-04-17
  • S63 Uniform Securities Agent State Law Examination
    2005-04-29

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