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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-03
  • CA RA
    APPROVED
    Since 2025-10-03

Branch Locations

#1000 - 1175 Douglas Street, Victoria, Bc V8W 2E1 • Canada

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James (Usa) Ltd Vancouver, Bc 12/2014 06/2022
Raymond James (Usa) Ltd. Vancouver, Bc 06/2022 05/2024
Raymond James Ltd. Victoria, Bc 06/2014 05/2024
Beacon Hill Wealth Management Ltd Victoria, Bc 05/2024 07/2025
Raymond James Ltd. Vancouver, Bc 07/2025 Present
Raymond James (Usa) Ltd. Vancouver, Bc 10/2025 Present
Previous Registrations
Other Businesses

Raymond James Ltd. ("RJL"), a registered investment dealer with CIRO, is the Canadian affiliate and parent company of Raymond James (USA) Ltd. The business is investment related. Uyen Pham is located at #1000 ,1175 Douglas Street, Victoria, British Columbia, Canada, V8W2E1 and has been employed since July 28, 2025. They are a full-time employee/agent and their title with RJL is "Senior Branch Administrator." They devote 160 hours a month to this business during business and trading hours. Their job duties include assisting all groups at Victoria IAS branch with general account maintenance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-20
  • S65 Uniform Investment Adviser Law Examination
    2022-09-20

View on SEC IAPD

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