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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-07-03 |
| MS | RA | APPROVED | 2018-07-03 |
| TX | RA | APPROVED | 2018-07-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | New Orleans | LA | 06/2005 | 06/2018 |
| Morgan Stanley Smith Barney | New Orleans | LA | 01/2015 | 06/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2018 |
| Lpl Financial Llc | Biloxi | MS | 06/2018 | Present |
1. 3/24/2020 - George and Gabrielle Birdrow - Not Investment Related - Biloxi, MS 39531 - Real Estate Rental - Started 03/23/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Own jointly with wife. She takes care of management and administrative. 2. 3/26/2020 - No Business Name - Not Investment Related - Biloxi, MS 39530 - Real Estate Rental - Started 03/25/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Sole owner on the deed, but wife provides all management activities. 3. 4/7/2021 - Golf Mat Distributor - Not Investment Related - Home Based - Other-Business Owner - Start Date: 5/1/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Distributor for golf turf and driving range mats through Challenger Turf in Dalton, GA. 4. 12/12/2024 - City of Biloxi Housing Authority - Other - City of Biloxi Housing Authority - Commissioner - Not investment Related - 330 Benachi Ave. Biloxi, MS 39530 - Start Date 06/04/2024 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-22 |
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