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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-05-09 |
Branch Locations
11400 W Us Highway 20 Ste 6, Galena, IL 61036 • United States
1 Tower Ln Ste 1800, Oakbrook Terrace, IL 60181-4632 • United States
123 N Wacker Dr Ste 2300, Chicago, IL 60606 • United States
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-12-21 |
Branch Locations
1 Tower Lane Suite 1800, Oakbrook Terrace, IL 60181 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Oakbrook Terrace | IL | 12/2015 | Present |
| Iht Wealth Management Llc | Chicago | IL | 12/2015 | Present |
1. 12/21/2015: IHT Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/14/2016: IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - IAR for RIA. 3. American Legion Riders Marne Post 13 Chaplain/Executive Committee Board Member Since 09/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-02 |
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