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Kevin Siros

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Seattle, WA

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-04-29
  • NC RA
    APPROVED
    Since 2014-04-29

Branch Locations

Charlotte, NC • United States

401 Union St, Seattle, WA 98101 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Charlotte NC 04/2014 Present
  • 04/2014 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-27
S63 Uniform Securities Agent State Law Examination 2002-03-02
  • S65 Uniform Investment Adviser Law Examination
    2002-08-27
  • S63 Uniform Securities Agent State Law Examination
    2002-03-02
Other Names
  • Kevin Blake Siros

View on SEC IAPD

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