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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-07
DC RA APPROVED 2020-08-20
WY RA APPROVED 2020-08-19
NV RA APPROVED 2020-08-11
MA RA APPROVED 2020-08-07
NH RA APPROVED 2020-08-07
NE RA APPROVED 2020-08-03
NC RA APPROVED 2020-07-30
OR RA APPROVED 2020-07-30
GA RA APPROVED 2020-07-29
MI RA APPROVED 2020-07-29
ND RA APPROVED 2020-07-29
UT RA APPROVED 2020-07-29
AL RA APPROVED 2020-07-28
AZ RA APPROVED 2020-07-28
HI RA APPROVED 2020-07-28
KY RA APPROVED 2020-07-28
MN RA APPROVED 2020-07-28
MO RA APPROVED 2020-07-28
NJ RA APPROVED 2020-07-28
RI RA APPROVED 2020-07-28
WI RA APPROVED 2020-07-28
AK RA APPROVED 2020-07-27
AR RA APPROVED 2020-07-27
CA RA APPROVED 2020-07-27
CT RA APPROVED 2020-07-27
DE RA APPROVED 2020-07-27
FL RA APPROVED 2020-07-27
ID RA APPROVED 2020-07-27
IL RA APPROVED 2020-07-27
IN RA APPROVED 2020-07-27
IA RA APPROVED 2020-07-27
KS RA APPROVED 2020-07-27
LA RA APPROVED 2020-07-27
ME RA APPROVED 2020-07-27
MD RA APPROVED 2020-07-27
MS RA APPROVED 2020-07-27
MT RA APPROVED 2020-07-27
NM RA APPROVED 2020-07-27
OK RA APPROVED 2020-07-27
SC RA APPROVED 2020-07-27
VT RA APPROVED 2020-07-27
VA RA APPROVED 2020-07-27
WA RA APPROVED 2020-07-27
WV RA APPROVED 2020-07-27
CO RA APPROVED 2020-07-24
OH RA APPROVED 2020-07-24
SD RA APPROVED 2020-07-24
TX RA APPROVED_RES 2020-07-24
PA RA APPROVED 2020-07-21
  • NY RA
    APPROVED
    Since 2022-04-07
  • DC RA
    APPROVED
    Since 2020-08-20
  • WY RA
    APPROVED
    Since 2020-08-19
  • NV RA
    APPROVED
    Since 2020-08-11
  • MA RA
    APPROVED
    Since 2020-08-07
  • NH RA
    APPROVED
    Since 2020-08-07
  • NE RA
    APPROVED
    Since 2020-08-03
  • NC RA
    APPROVED
    Since 2020-07-30
  • OR RA
    APPROVED
    Since 2020-07-30
  • GA RA
    APPROVED
    Since 2020-07-29
  • MI RA
    APPROVED
    Since 2020-07-29
  • ND RA
    APPROVED
    Since 2020-07-29
  • UT RA
    APPROVED
    Since 2020-07-29
  • AL RA
    APPROVED
    Since 2020-07-28
  • AZ RA
    APPROVED
    Since 2020-07-28
  • HI RA
    APPROVED
    Since 2020-07-28
  • KY RA
    APPROVED
    Since 2020-07-28
  • MN RA
    APPROVED
    Since 2020-07-28
  • MO RA
    APPROVED
    Since 2020-07-28
  • NJ RA
    APPROVED
    Since 2020-07-28
  • RI RA
    APPROVED
    Since 2020-07-28
  • WI RA
    APPROVED
    Since 2020-07-28
  • AK RA
    APPROVED
    Since 2020-07-27
  • AR RA
    APPROVED
    Since 2020-07-27
  • CA RA
    APPROVED
    Since 2020-07-27
  • CT RA
    APPROVED
    Since 2020-07-27
  • DE RA
    APPROVED
    Since 2020-07-27
  • FL RA
    APPROVED
    Since 2020-07-27
  • ID RA
    APPROVED
    Since 2020-07-27
  • IL RA
    APPROVED
    Since 2020-07-27
  • IN RA
    APPROVED
    Since 2020-07-27
  • IA RA
    APPROVED
    Since 2020-07-27
  • KS RA
    APPROVED
    Since 2020-07-27
  • LA RA
    APPROVED
    Since 2020-07-27
  • ME RA
    APPROVED
    Since 2020-07-27
  • MD RA
    APPROVED
    Since 2020-07-27
  • MS RA
    APPROVED
    Since 2020-07-27
  • MT RA
    APPROVED
    Since 2020-07-27
  • NM RA
    APPROVED
    Since 2020-07-27
  • OK RA
    APPROVED
    Since 2020-07-27
  • SC RA
    APPROVED
    Since 2020-07-27
  • VT RA
    APPROVED
    Since 2020-07-27
  • VA RA
    APPROVED
    Since 2020-07-27
  • WA RA
    APPROVED
    Since 2020-07-27
  • WV RA
    APPROVED
    Since 2020-07-27
  • CO RA
    APPROVED
    Since 2020-07-24
  • OH RA
    APPROVED
    Since 2020-07-24
  • SD RA
    APPROVED
    Since 2020-07-24
  • TX RA
    APPROVED_RES
    Since 2020-07-24
  • PA RA
    APPROVED
    Since 2020-07-21

Branch Locations

10 Hudson Yards, New York, NY 10001 • United States

Stamford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Allentown PA 12/2014 03/2018
Pruco Securities, Llc Chalfont PA 10/2018 05/2020
Unemployed Easton PA 03/2018 10/2018
Park Avenue Securities, Llc Bethlehem PA 07/2020 10/2021
Guardian Life Insurance Company New York NY 10/2021 Present
Park Avenue Securities New York NY 10/2021 Present
Park Avenue Securities Stamford CT 06/2024 Present
The Prudential Insurance Company Of America Chalfont PA 11/2018 05/2020
Guardian Life Insurance Bethlehem PA 05/2020 10/2021
Guardian Life Insurance Company Stamford CT 06/2024 Present
  • 12/2014 → 03/2018
    Scottrade
    Allentown, PA
  • 10/2018 → 05/2020
    Chalfont, PA
  • 03/2018 → 10/2018
    Unemployed
    Easton, PA
  • 07/2020 → 10/2021
    Bethlehem, PA
  • 10/2021 → Present
    Guardian Life Insurance Company
    New York, NY
  • 10/2021 → Present
    Park Avenue Securities
    New York, NY
  • 06/2024 → Present
    Park Avenue Securities
    Stamford, CT
  • 11/2018 → 05/2020
    The Prudential Insurance Company Of America
    Chalfont, PA
  • 05/2020 → 10/2021
    Guardian Life Insurance
    Bethlehem, PA
  • 06/2024 → Present
    Guardian Life Insurance Company
    Stamford, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-30
S63 Uniform Securities Agent State Law Examination 2002-02-22
  • S65 Uniform Investment Adviser Law Examination
    2010-06-30
  • S63 Uniform Securities Agent State Law Examination
    2002-02-22

View on SEC IAPD

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