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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-09-18 |
| NJ | RA | APPROVED | 2023-09-18 |
| FL | RA | APPROVED | 2023-09-15 |
| NY | RA | APPROVED | 2023-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Garden City | NY | 07/2013 | 02/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2020 |
| Ally Invest Securities Llc | Chrlotte | NC | 08/2021 | 04/2023 |
| Unemployed | Huntington | NY | 02/2020 | 08/2021 |
| Unemployed | Huntington | NY | 04/2023 | 09/2023 |
| Td Private Client Wealth Llc | Melville | NY | 09/2023 | Present |
| Td Bank N.A. | Melville | NY | 09/2023 | Present |
New York Dance Theater. Not investment related. 74 Hauppauge Road, Commack, NY, 11725. Member of Board of Directors. 03/01/2023. 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-20 |
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