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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-07-12
  • MA RA
    APPROVED
    Since 2016-07-12

Branch Locations

620 G.A.R. Highway, Swansea, MA 02777 • United States

430 William S. Canning Boulevard, Fall River, MA 02721 • United States

75 State Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Fall River MA 06/2011 Present
Santander Securities, Llc Guaynabo PR 09/2012 11/2022
Santander Securities, Llc Dorchester MA 11/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-02
S63 Uniform Securities Agent State Law Examination 2002-03-19
  • S66 Uniform Combined State Law Examination
    2016-07-02
  • S63 Uniform Securities Agent State Law Examination
    2002-03-19

View on SEC IAPD

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