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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-02 |
| NC | RA | APPROVED | 2012-09-28 |
Branch Locations
Wilmington, NC • United States
3819 Park Ave Unit B, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wilmington | NC | 09/2012 | Present |
1. 10/11/2012 - Stevens Financial - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 03/22/2013 - Nantuckit Holdings Inc. - INV REL - AT REPORTED LOCATION - Business Entity For Tax/Investment Purposes Only - Legal Entity for Tax & Accounting Purposes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-05 |
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