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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
NC RA APPROVED 2012-09-28
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • NC RA
    APPROVED
    Since 2012-09-28

Branch Locations

Wilmington, NC • United States

3819 Park Ave Unit B, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wilmington NC 09/2012 Present
Previous Registrations
Other Businesses

1. 10/11/2012 - Stevens Financial - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 03/22/2013 - Nantuckit Holdings Inc. - INV REL - AT REPORTED LOCATION - Business Entity For Tax/Investment Purposes Only - Legal Entity for Tax & Accounting Purposes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-29
S63 Uniform Securities Agent State Law Examination 2002-04-05
  • S66 Uniform Combined State Law Examination
    2007-01-29
  • S63 Uniform Securities Agent State Law Examination
    2002-04-05
Other Names
  • Jeffrey T Stevens
  • Jeffrey T Stevens

View on SEC IAPD

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