David Warrington Preston

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-17
NC	RA	APPROVED	2016-06-22

TX RA
APPROVED_RES

Since 2019-01-17
NC RA
APPROVED

Since 2016-06-22

Branch Locations

7 Colonial Square Suite 100, Sylva, NC 28779 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	01/2002	Present

01/2002 → Present

Edward Jones

St. Louis, MO

Other Businesses

Daisy Properties Type of business: Rental Cullowhee, NC Start date: 10/1/2021 No position Hours per week: 0 Hours during trading: 0 No responsibilities

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-21
S63	Uniform Securities Agent State Law Examination	2002-04-05

S66 Uniform Combined State Law Examination

2016-06-21
S63 Uniform Securities Agent State Law Examination

2002-04-05

Other Names

David W Preston

View on SEC IAPD