Keith Richard Ward

Current Employers

Employment History

• 10/2012 → 05/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT
• 03/2013 → 05/2021
  Bank Of America, N.A.
  Greenwich, CT
• 05/2021 → 03/2025
  J.P. Morgan Securities Llc
  New York, NY
• 05/2021 → 03/2025
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 06/2025 → Present
  Four Points Capital Partners
  Ridgewood, NJ
• 06/2025 → Present
  Four Points Advisors
  New York, NY

Previous Registrations

• 2021-05-10 → 2025-04-04
  J.P. Morgan Securities Llc
  New York, NY
  Cos Cob, CT
• 2012-10-05 → 2021-05-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT
• 2009-06-01 → 2012-10-24
  Morgan Stanley
  Greenwich, CT
• 2008-03-28 → 2009-06-01
  Morgan Stanley & Co. Llc
  Greenwich, CT
• 2002-09-20 → 2008-04-22
  Ubs Financial Services Inc.
  Stamford, CT
  Stamford, CT
  Stamford, CT

Other Businesses

(1) Panther Capital Advisory, Cos Cob, CT; Investment Related; Started May 2025; Managing Member; Manage wealth and capital raise for private placements; DBA for securities business with FPCP; 40 hours/week during trading. (2) Four Points Advisors, New York, NY; Investment Related; Started June 2025; Investment Adviser Representative; Provide wealth management advisory and financial planning services to clients on a fee-only basis, independent of broker dealer activity with FPCP. Communications with clients will be conducted using approved DBA Panther Capital Advisory; 40 hours/week during trading. (3) Shatterproof, Norwalk, CT; Non-investment related; Started 2019; 501c3 Advisory Board; Provide addictive solutions to prevent opioid addiction; 20 hours/month. (4) Merton Philanthropy Institute, Jupiter, FL; Non-investment related; Started January 2026. Volunteer senior advisor for 501c3 developing ways to scale solutions for social problems with philanthropy. Estimated 4 hours/week.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-19

Other Names

• Kr Ward
• Keith Ward