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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 05/2010 | 11/2016 |
| Suntrust Investment Services, Inc | Atlanta | GA | 12/2016 | 10/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 11/2025 | Present |
| Regions Bank | Roswell | GA | 11/2025 | Present |
| Cetera Investment Advisers Llc | Roswell | GA | 11/2025 | Present |
1.) POA FOR MOTHER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-09 |
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