Leo Rotman

Current Employers

Employment History

• 01/2002 → 07/2026
  New York Life Insurance, Co.
  Waltham, MA
• 06/2014 → 07/2026
  River Financial Group, Llc
  Waltham, MA
• 07/2026 → Present
  Diversify Advisory Services, Llc
  Sandy, UT
• 07/2026 → Present
  Dfpg Investments, Llc
  Sandy, UT

Previous Registrations

• 2004-07-21 → 2026-07-29
  Eagle Strategies Llc
  Waltham, MA
  Miami, FL

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 201 JONES RD. 5TH FLOOR WALTHAM, MA 02451; START DATE 06/2014; ROLE/TITLE: OWNER; INVESTMENT RELATED; 10 HOURS PER MONTH; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS]. Real estate rental properties in MA. [OPERATING UNDER THE DBA NAME OF RIVER FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADDRESS: WALTHAM, MA; START DATE: 06/2014] [Federation for Children with Special Needs; Provide information, support, and assistance to parents of children with disabilities, their professional partners, and their communities.; 529 Main St. Boston, MA 02129; Start Date 01/2016; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Attend board meetings and give my recommendation on the guidance of the organization, be part of a committee, help fund raise] [Cryptocurrency Investment; Coonbase Cryptocurrency account. Opened an account but have not made any investment; 548 Market St #23008 San Francisco, CA 94104; Start Date 10/2018; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 06/2018; Role/Title: Investor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [LJN Realty LLC; I own rental properties. 19 Spring St. Miliford, MA; 75 Pine St. unit A, Milford, MA; 19 Spring St. Milford, MA; Start Date 03/2020; Role/Title: Owner; Investment Related; 20 hours per month; 15 hours per month during securities trading hours; own and manage a property] [Rental Property; Rental Property with Svetlana. Residential property owned 50/50 with my fiancé. Addresses: 53 Water St. Milford, MA; 31 Forest St. #1 and #2 Milford, MA; 53 Water St. Milford, MA 01757; Start Date 06/2022; Role/Title: Owner; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Rental Property - 10 Walnut St.; Residential real estate: 10 Walnut St. #2 and #5 Milford, MA; 53 Water St. Milford, MA 01757; Start Date 06/2023; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [NewGen Ventures, LLC ; Dropship on Amazon. Sourcing consumer products from China and selling them on Amazon.; 83 Warren Rd. Framingham, MA 01702; Start Date 04/2024; Role/Title: Partner; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-15
• S63 Uniform Securities Agent State Law Examination
  2002-11-01

Designations