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Patricia (None) Bailey

Bailey & Associates Investment Mgt. And Financial Planning LLC

Columbia, SC

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Current Employers
Bailey & Associates Investment Mgt. And Financial Planning Llc

Columbia, SC • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2007-02-15
  • SC RA
    APPROVED
    Since 2007-02-15

Branch Locations

Columbia, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bailey & Associates Columbia SC 01/2000 Present
  • 01/2000 → Present
    Bailey & Associates
    Columbia, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-18
  • S65 Uniform Investment Adviser Law Examination
    2001-12-18
Designations
Other Names
  • Yaling (None) Wen
  • Patricia Bailey

View on SEC IAPD

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