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Ethan Pepper

Orchard City Wealth Management, LLC

Los Gatos, CA

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Current Employers
Orchard City Wealth Management, Llc

987 University Avenue Suite 8, Los Gatos, CA 95032 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-27
  • TX RA
    APPROVED_RES
    Since 2018-02-27

Branch Locations

987 University Avenue Suite 8, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Architects, Llc Mountain View CA 10/2015 10/2017
Orchard City Wealth Management, Llc San Jose CA 01/2018 Present
Curran & Associates, P.C. San Jose CA 02/2018 07/2020
Previous Registrations
  • 2015-11-17 → 2017-11-01
    Wealth Architects, Llc
    Mountain View, CA
  • 2007-01-03 → 2015-11-04
    Wade Financial Advisory, Inc.
    Campbell, CA
  • 2005-11-03 → 2006-11-08
    Wells Fargo Investments, Llc
    Palo Alto, CA
    Palo Alto, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-02
S63 Uniform Securities Agent State Law Examination 2002-05-23
  • S65 Uniform Investment Adviser Law Examination
    2005-11-02
  • S63 Uniform Securities Agent State Law Examination
    2002-05-23
Designations

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
J.P. MORGAN SECURITIES LLC
REACT INVESTMENT SOLUTIONS, LLC
LEGACY CAPITAL GROUP CALIFORNIA, INC.
INTEGRITY ALLIANCE, LLC.
CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS GATOS FINANCIAL LLC

Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
CHARLES SCHWAB & CO., INC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA

More in Los Gatos, CA

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