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2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-12-01 |
Branch Locations
17011 Beach Blvd #101, Huntington Beach, CA 92647 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Irvine | CA | 01/2002 | 11/2017 |
| Trilogy Capital, Inc. | Hunington Beach | CA | 11/2015 | Present |
| Trilogy Financial Services | Hunington Beach | CA | 01/2002 | Present |
| Lpl Financial Llc | Hunington Beach | CA | 11/2017 | Present |
1. 11/29/2017 - Trilogy Capital Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Senior VP of Investments - Start Date 12/1/2015. 2. 11/29/2017 - Trilogy Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Senior VP of Investments - Start Date 1/22/2002. 3. 02/14/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 120 Hours Per Month - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/26/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 06/01/2002 - 6 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-22 |
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