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1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-01-15 |
| NJ | RA | APPROVED | 2018-10-30 |
Branch Locations
Roselle Park, NJ • United States
1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Iselin | NJ | 05/2010 | 12/2016 |
| Scf Securities, Inc. | Fresno | CA | 12/2016 | 08/2018 |
| Scf Investment Advisors, Inc. | Fresno | CA | 07/2018 | 08/2018 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 08/2018 | 10/2018 |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 08/2018 | 10/2018 |
| Newbridge Securities Corporation | Roselle Park | NJ | 10/2018 | Present |
1) SHIELD CAPITAL ADVISORY DBA - ROSELLE PARK, NJ, PRESIDENT; FINANCIAL PLANNING FOR CLIENTS; INVESTMENT RELATED BUSINESS; 100% OF TIME SPENT. 2) LIFE AND HEALTH INSURANCE AGENT - ROSELLE PARK, NJ - LIFE AND HEALTH INSURANCE AGENT; WRITE INSURANCE POLICIES; INVESTMENT RELATED BUSINESS; 5% OF TIME SPENT. 3) ROSELLE PARK HOMETOWN HEROES - VOLUNTEER PRESIDENT OF ORGANIZATION THAT PROCURES BANNERS FOR LOCAL VETERANS TO DISPLAY IN TOWN - 5% TIME SPENT. NO CHECK WRITING AUTHORITY. NO COMPENSATION OR SECURITIES BUSINESS DONE. NON-INVESTMENT RELATED. 4) BOY SCOUT TROOP 58 ROSELLE PARK - VOLUNTEER TREASURER - ADULT LEADER FOR EXISTING TROOP FOR SCOUTS - ORGANIZE TROOP CAMPOUTS: 5% TIME SPENT NO COMPENSATION OR SECURITIES BUSINESS DONE, NON-INVESTMENT RELATED. 5) ROSELLE PARK COMMUNITY UNITED METHODIST CHURCH: 1/2015- SUCCESSIVE 2 YEAR TERMS, TRUSTEE AND LAY SERVANT, WORKING AS A MEMBER OF THE TRUSTEES BOARD AND FINANCE BOARD AS PART OF LAY SERVANT DUTIES. INCLUDES MANAGING AND THE UPKEEP OF FACILITIES AND DISCUSSING FINANCING OF NECESSARY PROJECTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-11 |
| S66 | Uniform Combined State Law Examination | 2007-08-14 |
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