Best Investors
Account
Sign in
Best Investors
Account
Sign in
303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-11-08 |
Branch Locations
2320 Cascade Pointe Blvd Ste 200, Charlotte, NC 28208 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 04/2016 | 01/2021 |
| The Prudential Insurance Company Of America | Huntersville | NC | 02/2021 | 10/2021 |
| Pruco Securities Llc | Huntersville | NC | 02/2021 | 10/2021 |
| Truist Investment Services, Inc | Atlanta | GA | 11/2021 | Present |
| Truist Advisory Services, Inc | Atlanta | GA | 11/2021 | Present |
SPECTRUM BENEFITS, INC. POSITION: President/Owner NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: P.O. Box 1056, Conover NC 28613, United States DESCRIPTION: Health insurance broker/consultant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-16 |
Reach out to this advisor