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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-01-27
TX RA APPROVED_RES 2026-01-20
  • CT RA
    APPROVED
    Since 2026-01-27
  • TX RA
    APPROVED_RES
    Since 2026-01-20

Branch Locations

19 Ludlow Road Suite 202, Westport, CT 06880 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Westport CT 03/2014 11/2016
Wells Fargo Clearing Services, Llc Westport CT 03/2014 02/2020
Ameriprise Financial Services Inc Westport CT 02/2020 03/2020
Ameriprise Financial Services, Llc Westport CT 02/2020 01/2026
Raymond James Financial Services Advisors, Inc. Westport CT 01/2026 Present
Raymond James Financial Services, Inc. Westport CT 01/2026 Present
Previous Registrations
Other Businesses

(1)Name of Business: Westport Wealth Partners Address: 22 Ludlow Rd, Westport, CT, 06880, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/16/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Associate for the company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-15
  • S66 Uniform Combined State Law Examination
    2002-05-15
Other Names
  • Nichole Marie Calabro
  • Nichole M Mccarthy
  • Nichole Marie Mccarthy

View on SEC IAPD

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