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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-18
  • TX RA
    APPROVED
    Since 2021-11-18

Branch Locations

807 Las Cimas Pkwy Bldg 2, Suite 275, Austin, TX 78746 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Austin TX 01/2002 Present
Mml Investors Services Austin TX 01/2002 Present
  • 01/2002 → Present
    Mass Mutual Life Insurance Company
    Austin, TX
  • 01/2002 → Present
    Mml Investors Services
    Austin, TX
Other Businesses

(1) NAME: FRANK M. STOGNER, CPA INV REL: Y ADD: 807 LAS CIMAS PKWY, BLDG 2, SUITE 275, AUSTIN, TX 78746 NATURE: LIFE, DI INSURANCE SALES POSITION: AGENT START DATE: 01/01/2003 HR/MO: 0 HR/MO DURING SEC TRADING: 0 (2) NAME: FRANK M. STOGNER, CPA INV REL: Y ADD: 807 LAS CIMAS PKWY, BLDG 2, SUITE 275, AUSTIN, TX 78746 NATURE: CPA/ TAX PREPARATION POSITION: OWNERSHIP START DATE: 01/01/2002 HR/MO: 20 HR/MO DURING SEC TRADING: 5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-28
  • S66 Uniform Combined State Law Examination
    2002-02-28

View on SEC IAPD

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