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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-22
  • FL RA
    APPROVED
    Since 2021-02-22

Branch Locations

28050 Us Hwy 19N Ste 300, Clearwater, FL 33761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation Clearwater FL 11/2013 02/2021
Cetera Financial Specialists Llc Schaumburg IL 02/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2021 Present
Accountants Wealth National Group, Dba For Fin. Services/Investm Clearwater FL 01/2020 Present
Accountants Wealth National Tax Services Clearwater FL 01/2020 Present
  • 11/2013 → 02/2021
    National Securities Corporation
    Clearwater, FL
  • 02/2021 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2021 → Present
    Schaumburg, IL
  • 01/2020 → Present
    Accountants Wealth National Group, Dba For Fin. Services/Investm
    Clearwater, FL
  • 01/2020 → Present
    Accountants Wealth National Tax Services
    Clearwater, FL
Previous Registrations
  • 2014-07-28 → 2021-02-16
    Clearwater, FL
    Clearwater, FL
    Clearwater, FL
  • 2005-08-09 → 2014-05-06
    Asset & Financial Planning, Ltd
    Clearwater, FL
    Clearwater, FL
Other Businesses

1)ACCOUNTANTS WEALTH NATIONAL GROUP; CLEARWATER, FL; INVESTMENT RELATED; DBA FOR FINANCIAL SERVICES/INVESTMENTS; SINCE 11/2013; 160 HRS/MO 2)ACCOUNTANTS WEALTH NATIONAL TAX SERVICES; CLEARWATER, FL; NON INVESTMENT RELATED; TAX PLANNING AND PREP; ENROLLED AGENT; SINCE 01/2020; 120 HRS/MO 3)RENTAL PROPERTY; NEW PORT RICHIE, FL; NOT INVESTMENT RELATED; OWNER; RENT PROPERTY TO TENANTS; SINCE 01/2010; 4 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-25
  • S66 Uniform Combined State Law Examination
    2004-10-25
Other Names
  • P Cozine
  • P Cozine
  • Peggy Shaver
  • Peggy Jacobsen

View on SEC IAPD

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