Mark Robert Henestofel

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-02-13
OH	RA	APPROVED	2018-10-05
TX	RA	APPROVED	2018-10-05

FL RA
APPROVED

Since 2023-02-13
OH RA
APPROVED

Since 2018-10-05
TX RA
APPROVED

Since 2018-10-05

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dayton	OH	07/2003	10/2018
Bank Of America,N.A.	Miamisburg	OH	06/2011	10/2018
Ubs Financial Services Inc	Miamisburg	OH	10/2018	Present

07/2003 → 10/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dayton, OH
06/2011 → 10/2018

Bank Of America,N.A.

Miamisburg, OH
10/2018 → Present

Ubs Financial Services Inc

Miamisburg, OH

Previous Registrations

2003-08-06 → 2018-10-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miamisburg, OH

Dayton, OH

Miamisburg, OH
2003-03-10 → 2003-07-29

Grove Point Investments, Llc

Piqua, OH

Other Businesses

Aileron / 8860 Wildcat Road Tipp City,Ohio United States 45371 / Charity/ Charity / Small Business Consulting and education provider. / Advisor or advisory group member if advice given may influence an officer/board / / Assist with the investment committee. / Start Date 1/1/14 Heneschade LLC, This is an LLC established for holding a single real estate property in Florida, Proprietor / owner, Use of the property, start date-6/1/2019, Centerville Ohio United States-45459

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-09-16

S66 Uniform Combined State Law Examination

2003-09-16

View on SEC IAPD