Charles Ellis Norwood

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
AL	RA	APPROVED	2013-07-01

TX RA
APPROVED_RES

Since 2020-04-15
AL RA
APPROVED

Since 2013-07-01

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Birmingham	AL	07/2013	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/2013 → Present

Morgan Stanley

Birmingham, AL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-08-24 → 2013-07-10

Intl Advisory Consultants Inc.

Birmingham, AL
2002-09-02 → 2007-08-27

Lanark Financial, Inc.

Birmingham, AL

Birmingham, AL

Other Businesses

*444400 - Rental Property; Investment related - Yes; Cashiers, North Carolina; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2021; During business hours: 0; After business hours: 1; Property Management *547545 - Ricky's Place, LLC; Investment related Yes; Birmingham, Alabama; Recreation; Officer (proprietor, partner, officer, director, employee, trustee, agent); 04/2023 ; During business hours: 0; After business hours: 1; Administrative.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-29

S66 Uniform Combined State Law Examination

2002-08-29

View on SEC IAPD