Ken Morris

Current Employers

Employment History

• 06/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
• 07/2013 → Present
  Bank Of America, N.A.
  San Diego, CA

Previous Registrations

• 2010-01-05 → 2013-06-25
  Morris Asset Management, L.L.C.
  Tucson, AZ
• 2006-01-11 → 2008-08-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA

Other Businesses

I*75405FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: TRUSTEEINVESTMENT RELATED: NADDRESS OF BUSINESS:TUCSON, ARIZONA 85750NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 11/19/2012NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: TRUSTEE ROLE OF MY CHILDREN'S TRUSTS. I*108434For profit or not for profit: For-Profit OrganizationName of outside business organization: Chlasher Holdings LLCInvestment related: NAddress of business:Tucson, Arizona 85750Nature of business: LLC,Position, title, association: General Partner, Start date of relationship: 8/23/2017Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: This is a holding company for a vacation home my family purchased in Coronado California. It is not an operating company and is a disregarded entity for tax purposes. *1587255For profit or not for profit: Name of outside business organization: G. M. III Merrill AccountsInvestment related: NAddress of business: Tucson, AZ, 85730,USNature of business: Position, title, association: Power of AttorneyStart date of relationship: 11/19/2023Number of hours devoted: YearlyNumber of hours devoted during trading hours: 0Duties: For my dad's accounts I*2891304Entity Type: N/AName of OBA: Sweetheart LLCAddress:Coronado CaliforniaInvestment Related:NoPosition, Title, Association:N/AStart Date:10/01/2025No Hours: 1 MonthlyNo Hours during trading:0 MonthlyDuties:NoneThis is a family LLC owned by my daughter's Irrevocable Trust. I am a Trustee of this Irrevocable Trust. She is a minor so cannot own the LLC or act as managing member directly. Her Irrevocable Trust is the managing member along with my wife. I*2934318, Entity Type: , Name of OBA: Associates for Corporate Growth - Sponsorship Committee, Address: San Diego, California, 92130, Investment Related: N, Position, Title, Association: ["Committee"], Employee State Date: 10/13/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I am volunteering on the Sponsorship committee to help find other professionals to joint the group and sponsor events and activities. This includes interfacing with previous and potential sponsors, including decision makers at accounting and law firms. ACG holds monthly educational events, networking events and an annual conference on M&A, so the sponsorship committee tries to find companies to sponsor the costs of the event.This networking group brings together COIs who focus on business exits.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-11

Other Names

• Ken Morris
• Kenny Morris
• Kenneth John Morris
• Kenneth Morris