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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-03 |
| CA | RA | APPROVED | 2022-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Menlo Park | CA | 04/2005 | 09/2022 |
| Morgan Stanley Smith Barney | Menlo Park | CA | 06/2009 | 09/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2022 |
| Ubs Financial Services | Menlo Park | CA | 09/2022 | Present |
1) The Club at Westpoint; Redwood City, Ca 94063; Social Club and Yacht Club; Sport & Leisure Facilities; The club is private for members only. We have a restaurant located on the premises where we host events with the membership base. In addition it is a yacht club that hosts sailboat races and other cruising activities; Member of Board of directors; I will be Chair of the membership committee whose purpose is to interview and onboard new members; Start date: 5/28/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-26 |
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