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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-12 |
| OK | RA | APPROVED | 2022-05-18 |
Branch Locations
1910 West Shawnee, Muskogee, OK 74401 • United States
6555 S Lewis Ave, Tulsa, OK 74136 • United States
7400 W Memorial Rd, Oklahoma City, OK 73142 • United States
8100 W Reno Ave, Oklahoma City, OK 73127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Bartlesville | OK | 04/2016 | 08/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | 08/2017 |
| Allstate Insurance Co | Bartlesville | OK | 09/2017 | 05/2019 |
| Bartlesville First Church | Bartlesville | OK | 10/2018 | 03/2020 |
| Allstate Financial Advisors Llc | Omaha | NE | 12/2017 | 05/2019 |
| Unemployed | Bartlesville | OK | 04/2020 | 08/2020 |
| Assurance Iq | Bartlesville | OK | 09/2020 | 04/2021 |
| Fbl Financial Group | West Des Moines | IA | 04/2021 | 07/2021 |
| Fbl Marketing Services Llc | West Des Moines | IA | 05/2021 | 07/2021 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 12/2021 | Present |
| Cuna Mutual Group | Waverly | IA | 12/2021 | Present |
| Liberty Mutual | Bartlesville | OK | 08/2021 | 12/2021 |
| Lpl Financial Llc | Tulsa | OK | 05/2022 | Present |
1)05/18/2022 - MEMBERS Financial Services-Investment Related- At Reported Business Location(s)-DBA for LPL Business (entity for LPL business) 2)05/18/2022 Energy One Retirement & Investment Services-Investment Related- At Reported Business Location(s)-DBA for LPL Business (entity for LPL business) 3)01/20/2023 - WEOKIE Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/16/2023 - 200 Hours Per Month/180 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-05 |
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