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David Richard Spehar

Ubs Financial Services Inc.

Minnetonka, MN

Hermantown, MN

St Paul, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2024-06-25
TX RA APPROVED 2019-10-07
MN RA APPROVED 2017-10-24
  • SD RA
    APPROVED
    Since 2024-06-25
  • TX RA
    APPROVED
    Since 2019-10-07
  • MN RA
    APPROVED
    Since 2017-10-24

Branch Locations

Minnetonka, MN • United States

Hermantown, MN • United States

444 Cedar St, St Paul, MN 55101-2108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thinkequity Partners Llc Minneapolis MN 07/2003 Present
Ubs Financial Services Inc Minnneapolis MN 07/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-24
S63 Uniform Securities Agent State Law Examination 2002-05-11
  • S66 Uniform Combined State Law Examination
    2017-10-24
  • S63 Uniform Securities Agent State Law Examination
    2002-05-11

View on SEC IAPD

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