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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2023-11-07
  • MS RA
    APPROVED
    Since 2023-11-07

Branch Locations

307 Highland Park Cove Ste C, Ridgeland, MS 39157-6059 • United States

115 Laurel Park Cove Ste 211, Flowood, MS 39232 • United States

Clinton, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Jackson MS 06/2013 11/2023
Ameriprise Financial Services Flowood MS 11/2023 11/2023
Ameriprise Financial Services, Llc Flowood MS 03/2020 03/2020
Ameriprise Financial Services, Llc. Flowood MS 11/2023 Present
Previous Registrations
  • 2014-02-27 → 2023-11-24
    Port Gibson, MS
    San Diego, CA
    Ridgeland, MS
  • 2006-12-12 → 2007-11-28
    Raymond James Financial Services, Inc.
    Jackson, MS
  • 2006-07-07 → 2006-11-02
    Amsouth Investment Management Company Llc
    Memphis, TN
Other Businesses

Independent Insurance Brokering; Guardian; 05/10/2010; Whole Life. Business Ownership; Coinucopia LLC; Owner; Retail; 21 Chatham Pl, , Clinton, MS, 39056; Not Investment-Related; 07/15/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Port Gibson Heritage Trust; Secretary - Port Gibson Heritage Trust; 602 Church St, , Port Gibson, MS, 39150; Not Investment-Related; 02/28/2025; 1 to 9 hours per month; 0 during trading hours / Friends of Grand Gulf Park; Interim President - Friends of Grand Gulf Park; 21 Chatham Pl, , Clinton, MS, 39056; Not Investment-Related; 01/31/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-06
S63 Uniform Securities Agent State Law Examination 2002-02-25
  • S66 Uniform Combined State Law Examination
    2006-07-06
  • S63 Uniform Securities Agent State Law Examination
    2002-02-25
Other Names
  • Bradley M Mccaa
  • Bradley Maxwell Mccaa
  • Bradley Mccaa

View on SEC IAPD

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