Mark Ray Small

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  Irving, TX
• 10/2008 → Present
  Kestra Investment Services, Llc
  Irving, TX

Previous Registrations

• 2006-05-12 → 2009-07-23
  Legacy Harbor
  Plano, TX

Other Businesses

Name: Mark Small, CPA Investment Related: No Address: 3848 Port Royal Dr Dallas TX 75244 Nature of Business: Tax/Accounting Position, Title or Relationship: Owner Start Date: 1/1/1998 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Prepare tax returns; provide tax analysis and consulting. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Rental Property Investment Related: Yes Address: 4216 Rosser Sq Dallas TX 75244 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 6/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Maintenance and ongoing rent collection Name: COWTOWN FINANCIAL PLANNING POSITION: Investment Advisor Rep, Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2024 ADDRESS: 3848 Port Royal Dr, Dallas TX 75244, United States DESCRIPTION: Consult with clients and prospects re application of appropriate strategies and products. Place appropriate products and planning strategies. Work with management on growth and operations of the firm.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-04-07