Eric G Ortiz-berrios

Current Employers

Ipi Wealth Management, Inc.

226 W. Eldorado, Decatur, IL 62522 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2020-10-20

PR RA
APPROVED

Since 2020-10-20

Branch Locations

226 W. Eldorado, Decatur, IL 62522 • United States

The City Towers 252 Ponce De Leon Ave Suite 1001, San Juan, PR 00918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Eric G. Ortiz Berrios, Cpa	Aguada	PR	11/2011	10/2020
Axa Advisors, Llc	New York	NY	11/2013	10/2020
Investment Planners, Inc.	Decatur	IL	10/2020	Present

11/2011 → 10/2020

Eric G. Ortiz Berrios, Cpa

Aguada, PR
11/2013 → 10/2020

Axa Advisors, Llc

New York, NY
10/2020 → Present

Investment Planners, Inc.

Decatur, IL

Previous Registrations

2018-01-05 → 2020-10-21

Npa Asset Management, Llc

San Juan, PR

Fair Lawn, NJ
2017-06-01 → 2017-12-31

Npa Asset Management, Llc

San Juan, PR

Fair Lawn, NJ
2015-02-09 → 2017-06-02

Equitable Advisors, Llc

Ponce, PR

San Juan, PR

Other Businesses

1. Eric Ortiz G. Ortiz-Berrios, self-employed CPA, Carr. 411, Ramal 414, Bo. Cruces, Aguada, PR 00602, non-investment related, since May 1, 2001, Tax consulting and preparer, 8 hours per month, 12,000 annual compensation. 2. Other Outside Insurance Brokerage Business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-12

S66 Uniform Combined State Law Examination

2015-01-12

View on SEC IAPD

Current Employers

Ipi Wealth Management, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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