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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-11-15 |
| TX | RA | APPROVED | 2024-11-15 |
Branch Locations
2030 Mallory Ln, Franklin, TN 37067 • United States
6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States
2110 Memorial Blvd, Murfreesboro, TN 37129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Franklin | TN | 01/2013 | 11/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2013 | 12/2017 |
| Cetera Investment Advisers Llc | Franklin | TN | 01/2014 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Franklin | TN | 12/2017 | 05/2023 |
| Bank Of America, N.A. | Franklin | TN | 12/2017 | 05/2023 |
| Truist Investment Services Inc. | Nashville | TN | 05/2023 | 11/2024 |
| Wells Fargo Clearing Services, Llc | Memphis | TN | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-29 |
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