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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2021-03-01 |
| NJ | RA | APPROVED | 2020-11-30 |
| GA | RA | APPROVED | 2020-11-12 |
| MA | RA | APPROVED | 2020-11-09 |
| CT | RA | APPROVED | 2020-10-02 |
| DE | RA | APPROVED | 2020-10-02 |
| MD | RA | APPROVED | 2020-10-02 |
| MS | RA | APPROVED | 2020-10-02 |
| NC | RA | APPROVED | 2020-10-02 |
| SC | RA | APPROVED | 2020-10-02 |
| VA | RA | APPROVED | 2020-10-02 |
Branch Locations
10 Hudson Yards, New York, NY 10001 • United States
Revere, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeastern University | Boston | MA | 09/2004 | Present |
| Guardian Investor Services Llc | Boston | MA | 07/2006 | 06/2024 |
| Park Avenue Securities Llc | Boston | MA | 03/2015 | 06/2024 |
| Guardian Life Insurance Company | Revere | MA | 06/2024 | Present |
| Park Avenue Securities | Revere | MA | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-29 |
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