Elwyn Leroy Brown

Current Employers

Berthel, Fisher & Company Financial Services, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2011-01-05

GA RA
APPROVED

Since 2011-01-05

Branch Locations

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Berthel Fisher & Company Financial Services, Inc.	Atlanta	GA	01/2011	Present

01/2011 → Present

Berthel Fisher & Company Financial Services, Inc.

Atlanta, GA

Previous Registrations

2007-12-19 → 2011-01-06

Equity Services, Inc.

Atlanta, GA

Sandy Springs, GA
2006-05-02 → 2007-11-27

Wells Fargo Clearing Services, Llc

Atlanta, GA

Atlanta, GA
2003-08-12 → 2006-01-05

Ameriprise Financial Services, Llc

Alpharetta, GA

Other Businesses

1.BROWN WEALTH MANAGEMENT-Y-ATLANTA, GA-FINANCIAL PLANNING-OWNER-11/17/2014-140-140-FINANCIAL PLANNING, INVESTMENTS & INSURANCE 2. PACIFIC LIFE-N-ATLANTA, GA-FIXED INSURANCE-AGENT-01/2012-20-15-AGENT FOR FIXED INSURANCE 4.ANICO-N-ATLANTA, GA-INSURANCE-AGENT-01/2013-5-5-INSURANCE BUSINESS ONLY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-08-11
S63	Uniform Securities Agent State Law Examination	2002-01-15

S65 Uniform Investment Adviser Law Examination

2003-08-11
S63 Uniform Securities Agent State Law Examination

2002-01-15

Other Names

Al Brown

View on SEC IAPD