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Mark William Fitzgerald

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westport, CT

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-06-03
  • CT RA
    APPROVED
    Since 2019-06-03

Branch Locations

1 Gorham Island Rd, Westport, CT 06880 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonfund Securities, Inc. Wilton CT 04/2004 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westport CT 02/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-31
S63 Uniform Securities Agent State Law Examination 2004-06-04
  • S66 Uniform Combined State Law Examination
    2019-05-31
  • S63 Uniform Securities Agent State Law Examination
    2004-06-04
Other Names
  • Mark William Fitzgerald
  • Mark Fitzgerald

View on SEC IAPD

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QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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