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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-08-07 |
| TN | RA | APPROVED | 2024-03-15 |
Branch Locations
Wilmington, DE • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
6111 Shallowford Road Suite 103, Chattanooga, TN 37421 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chattanooga | TN | 08/2009 | 10/2018 |
| Raymond James Financial Services Advisors, Inc. | Chattanooga | TN | 10/2018 | 03/2024 |
| Raymond James Financial Services, Inc. | Chattanooga | TN | 10/2018 | 03/2024 |
| Steward Partners Global Advisory, Llc | Chattanooga | TN | 03/2024 | Present |
| Steward Partners Investment Solutions, Llc | Chattanooga | TN | 03/2024 | Present |
| Steward Partners Investment Advisory, Llc | Chattanooga | TN | 03/2024 | Present |
(1 )Name of Business: Address: Chattanooga, TN, 37405, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes; Start Date: 03/10/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner; I have a property manager so very few responsibilities (2) Name of Business: Tandem Financial Partners Address: Chattanooga, TN, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/05/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Partner (3) Name of Business: Arts Build; Address: Chattanooga, TN; Activity Type: Arts Funding Organization; Position/Title: Board Member; Investment Related: No; Start date 08/2014; Hours per month devoted to this activity 4; Hours per month devoted to this activity during trading hours 2; Description of duties: Board Member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-14 |
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