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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-10-05
TX RA APPROVED_RES 2014-11-13
  • LA RA
    APPROVED
    Since 2015-10-05
  • TX RA
    APPROVED_RES
    Since 2014-11-13

Branch Locations

909 Poydras Street; Suite 1300 First Bank & Trust Tower, New Orleans, LA 70112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates New Orleans LA 10/2014 Present
  • 10/2014 → Present
    Raymond James & Associates
    New Orleans, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-04
  • S66 Uniform Combined State Law Examination
    2002-04-04
Other Names
  • William Michael Mann
  • William Mann Jr.

View on SEC IAPD

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