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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-12-28
PA RA APPROVED 2015-05-11
AL RA APPROVED 2015-02-09
MI RA APPROVED 2014-09-12
CA RA APPROVED 2010-01-06
  • IL RA
    APPROVED
    Since 2015-12-28
  • PA RA
    APPROVED
    Since 2015-05-11
  • AL RA
    APPROVED
    Since 2015-02-09
  • MI RA
    APPROVED
    Since 2014-09-12
  • CA RA
    APPROVED
    Since 2010-01-06

Branch Locations

300 Madison Avenue 29Th Floor, New York City, NY 10017 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc New York IL 11/2009 Present
Hightower Securities, Llc New York NY 11/2009 Present
  • 11/2009 → Present
    New York, IL
  • 11/2009 → Present
    Hightower Securities, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-30
S63 Uniform Securities Agent State Law Examination 2004-10-08
  • S65 Uniform Investment Adviser Law Examination
    2009-12-30
  • S63 Uniform Securities Agent State Law Examination
    2004-10-08

View on SEC IAPD

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