Best Investors Account Sign in

Catalina Soto Busch

Oppenheimer & Co. Inc.

Atlanta, GA

New York, NY

Atlanta, GA

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
GA RA APPROVED 2015-12-16
  • NY RA
    APPROVED
    Since 2021-04-07
  • GA RA
    APPROVED
    Since 2015-12-16

Branch Locations

Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States

85 Broad Street 26Th Flr, New York, NY 10004 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Atlanta GA 12/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-09
S63 Uniform Securities Agent State Law Examination 2002-04-04
  • S65 Uniform Investment Adviser Law Examination
    2005-11-09
  • S63 Uniform Securities Agent State Law Examination
    2002-04-04
Other Names
  • Catalina Soto-Golcher
  • Catalina Soto-Bush
  • Catalina Soto
  • Catalina Soto-Bush
  • Catalina Soto Bush

View on SEC IAPD

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor