Darol Wayne Ryan

Current Employers

Main Management, Llc

601 California Street Suite 300, San Francisco, CA 94108 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-02-07
CA	RA	APPROVED	2019-10-10

TX RA
APPROVED

Since 2020-02-07
CA RA
APPROVED

Since 2019-10-10

Branch Locations

601 California Street Suite 300, San Francisco, CA 94108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co. Llc	Hong Kong		02/2010	08/2017
Ms Asia Ltd. Hong Kong	Hong Kong		10/2015	01/2017
Tld Capital, Llc	Tiburon	CA	09/2017	10/2019
Main Management Llc	San Francisco	CA	10/2019	Present
Ceros Financial Services, Inc.	Rockville	MD	08/2020	Present

02/2010 → 08/2017

Morgan Stanley & Co. Llc

Hong Kong
10/2015 → 01/2017

Ms Asia Ltd. Hong Kong

Hong Kong
09/2017 → 10/2019

Tld Capital, Llc

Tiburon, CA
10/2019 → Present

Main Management Llc

San Francisco, CA
08/2020 → Present

Ceros Financial Services, Inc.

Rockville, MD

Previous Registrations

2018-07-11 → 2020-01-25

Tld Capital, Llc

Tiburon, CA

Other Businesses

MAIN MANAGEMENT LLC, EMPLOYEE, RIA CLIENT SERVICING, START DATE 10/10/19; LOCATED AT 601 CALIFORNIA STREET, STE 620, SAN FRANCISCO, CA 94108; 160 HRS PER MONTH, 40 HRS PER WEEK, 0% OWNERSHIP, SALARY RECEIVED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-12-05
S65	Uniform Investment Adviser Law Examination	2018-05-24

S63 Uniform Securities Agent State Law Examination

2020-12-05
S65 Uniform Investment Adviser Law Examination

2018-05-24

Other Names

Darol Wayne Ryan
Darol Ryan

View on SEC IAPD