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Current Employers
Seelaus Asset Management, Llc

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-04-22
  • NJ RA
    APPROVED
    Since 2015-04-22

Branch Locations

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R. Seelaus & Co. Inc Summit NJ 03/2011 10/2019
R. Seelaus & Co. Inc. Chatham NJ 10/2019 06/2020
R. Seelaus & Co., Inc Chatham NJ 07/2020 Present
  • 03/2011 → 10/2019
    R. Seelaus & Co. Inc
    Summit, NJ
  • 10/2019 → 06/2020
    R. Seelaus & Co. Inc.
    Chatham, NJ
  • 07/2020 → Present
    R. Seelaus & Co., Inc
    Chatham, NJ
Other Businesses

RSC FINANCIAL PRODUCTS, LLC, (An insurance affiliate of R. Seelaus & Co., LLC), Investment Related, Insurance Agent, 26 Main Street, Suite 304, Chatham, NJ 07928, Position-Licensed Agent, Principal, Since 2005, 5-10 hours devoted per week depending on need, all during securities hours. Duties include writing policies, as well as review and monitoring that all insurance writing activities at the firm are in compliance with rules and regulations. Seelaus Financial, an affiliate of R. Seelaus & Co, LLC, 26 Main Street Suite 300, Chatham, NJ 07928, 03/2022 Leveraged Loan Business, 10 hours a month during business hours, Leveraged Loans

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-14
  • S66 Uniform Combined State Law Examination
    2013-08-14
Other Names
  • Karolina Pajdak
  • Karolina Swierska

View on SEC IAPD

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