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Current Employers
Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-03
NC RA APPROVED 2016-03-18
  • NY RA
    APPROVED
    Since 2022-02-03
  • NC RA
    APPROVED
    Since 2016-03-18

Branch Locations

50 Hudson Yards, New York, NY 10001 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Inc. New York NY 03/2003 Present
  • 03/2003 → Present
    Blackrock Investments, Inc.
    New York, NY
Other Businesses

(1) West Johnson Group LLC (Raleigh, North Carolina). Commercial building owner - Investor. Member of a LLC buying a commercial building with zero management or operational responsibilities. (2) JLO5 LLC (Kill Devil Hills, NC) Rental Property - Condo. I do not devote any time to the LLC. (3) Shack Holdings, LLC (Raleigh, North Carolina); Owner. Owns rental houses. Description: Investment in rental properties. Using a management company to run operationally. LLC that owns rental properties. 50/50 with my brother. Using a management company to run operations. House address 344 Summit Ave Raleigh, NC 27603; Non-investment related; Start Date: 2/17/2022; Time per month devoted to activity: 1 hour. (4) Tail Gunner Sport Fishing, LLC; Boat owner. LLC to hold boat that I currently hold in my name. Liability purposes; Non-investment related; Start Date: 04/08/2022; Time per month devoted to activity: 1 hour. (5) Tail Gunner Real Estate (Atlantic Beach, North Carolina), LLC, Owner - management company runs rentals; LLC to hold rental house in Atlantic Beach. If I own more properties they will also go into the LLC; Non-investment related; Start Date: 04/08/2022; Time per month devoted to activity: 1 hour. (6) -- PuroClean of NorthEast Raleigh ; Invest in a friend's( (Jackson Popielarcheck) PuroClean franchise. They are a reputable national leader in the home restorations industry. Jackson and I would be 50/50 partners with no operational responsibilities on my end. ; Founder / Co-founder; Help him strategically and financially get his franchise up and running. I would have zero operating responsibilities moving forward I'll help him with large strategic decisions around growth but would be doing so anyway in an unofficial way even if I wasn't involved. PuroClean franchises are part of the parent company PuroSystems of Tamarac and owned by Signal Restoration, one of the largest privately held restoration companies in the USA. They have a blue print for success and compliance which is why I wanted to get involved.; 1 hrs/month; Start Date:06-02-2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-18
S63 Uniform Securities Agent State Law Examination 2002-03-25
  • S65 Uniform Investment Adviser Law Examination
    2004-02-18
  • S63 Uniform Securities Agent State Law Examination
    2002-03-25

View on SEC IAPD

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