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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05

Branch Locations

200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nisivoccia & Co, Llp Mount Arlington NJ 07/1981 Present
1St Global Capital Corp Mount Arlington NJ 08/2002 10/2019
1St Global Advisors, Inc. Mount Arlington NJ 01/2003 10/2019
Avantax Insurance Services, Inc. Mount Arlington NJ 03/2004 09/2025
Avantax Advisory Services Mount Arlington NJ 10/2019 09/2025
Avantax Investment Services, Inc. Mount Arlington NJ 10/2019 09/2025
Cetera Wealth Services, Llc Mount Arlington NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 07/1981 → Present
    Nisivoccia & Co, Llp
    Mount Arlington, NJ
  • 08/2002 → 10/2019
    1St Global Capital Corp
    Mount Arlington, NJ
  • 01/2003 → 10/2019
    1St Global Advisors, Inc.
    Mount Arlington, NJ
  • 03/2004 → 09/2025
    Avantax Insurance Services, Inc.
    Mount Arlington, NJ
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Mount Arlington, NJ
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Mount Arlington, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Mount Arlington, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Mount Arlington, NJ
  • 2003-01-03 → 2019-10-25
    1St Global Advisors Inc
    Mount Arlington, NJ
Other Businesses

1) NISIVOCCIA & CO LLP POSITION: CPA NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 7/1981; CPA firm. 2) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: REFERRING PARTNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/23/2015 ADDRESS: Mt Arlington NJ , Us; REFERRING PARTNER AND MANAGEMENT COMMITTEE. 3) NISIVOCCIA LLP POSITION: Partner NATURE: Public Accounting firm INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 07/13/1981 ADDRESS: 200 Valley Road, Suite 300, Mount Arlington NJ 07856, Us; Public Accounting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-23
  • S66 Uniform Combined State Law Examination
    2002-08-23
Other Names
  • Bud Jones

View on SEC IAPD

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