Kathryn L Mantell

Current Employers

Employment History

• 01/2003 → 10/2019
  1St Global Advisors, Inc.
  Mount Arlington, NJ
• 07/1981 → Present
  Nisivoccia & Co Llp
  Mount Arlington, NJ
• 07/2002 → 10/2019
  1St Global Capital Corp.
  Mount Arlington, NJ
• 05/2005 → 09/2025
  Avantax Insurance Services
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Mount Arlington, NJ
• 2003-01-07 → 2019-10-25
  1St Global Advisors Inc
  Mount Arlington, NJ

Other Businesses

1) NISIVOCCIA LLP (FORMALLY INNOVATIVE WEALTH CARE ADVISORS LLC) POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2003 ADDRESS: Randolph NJ United States DESCRIPTION: Provide financial services to clients. 2) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: PARTNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/23/2015 ADDRESS: Mt Arlington NJ 07856, United States DESCRIPTION: REFERRING PARTNER 3) BOY SCOUTS OF AMERICA - PATRIOT'S PATH BOY SCOUT COUNCIL (501C3 ORGANIZATION) POSITION: Executive Board Member NATURE: The Boy Scouts of America INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2013 DESCRIPTION: As a member of the Executive Board, I serve the organization with leadership as it relates to their operations and fiscal strength. 4) BOY SCOUTS OF AMERICA - PATRIOT'S PATH COUNCIL POSITION: Treasurer NATURE: Council Treasurer - to report on the financial condition of the council, to assure adequate accounting systems are used, and to ensure that an audit is performed. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 3 START DATE: 03/01/2018 ADDRESS: 1 Saddle Road, Cedar Knolls NJ 07927, United States DESCRIPTION: Review the financial statements of the Council, report financial results to the Executive board, review internal control systems, sign all state and federal financial reports 5) RANDOLPH AREA CHAMBER OF COMMERCE POSITION: Treasurer NATURE: Report Chamber's monthly cash transactions and balances. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2022 ADDRESS: PO Box 391, Mount Freedom NJ 07970, United States DESCRIPTION: Summarize cash transactions and report to the Board. 6) WEALTHSPRING FINANCIAL PARTNERS, LLC POSITION: Owner NATURE: This is the proposed acquisition vehicle of various financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confuse them with the Nisivoccia, LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 9 Ryan Court, Long Valley NJ 07853, United States DESCRIPTION: Passive Investor

Exams

• S66 Uniform Combined State Law Examination
  2002-08-23

Other Names

• Kathryn L. Mantell