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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-03-15
DC RA APPROVED 2022-01-24
TX RA APPROVED_RES 2021-11-15
  • GA RA
    APPROVED
    Since 2022-03-15
  • DC RA
    APPROVED
    Since 2022-01-24
  • TX RA
    APPROVED_RES
    Since 2021-11-15

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 05/2017 03/2022
Unemployed Atlanta GA 06/2016 05/2017
Bank Of America, N.A. Atlanta GA 03/2022 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 03/2022 Present
Previous Registrations
  • 2007-05-29 → 2010-01-27
    Atlanta, GA
    Washington, DC
  • 2006-08-03 → 2007-05-29
    Citicorp Investment Services
    Washington, DC
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-02
S63 Uniform Securities Agent State Law Examination 2021-11-09
S65 Uniform Investment Adviser Law Examination 2006-03-10
  • S66 Uniform Combined State Law Examination
    2021-12-02
  • S63 Uniform Securities Agent State Law Examination
    2021-11-09
  • S65 Uniform Investment Adviser Law Examination
    2006-03-10
Other Names
  • William Emanuel Jones
  • William Jones

View on SEC IAPD

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