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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-03-15 |
| DC | RA | APPROVED | 2022-01-24 |
| TX | RA | APPROVED_RES | 2021-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 05/2017 | 03/2022 |
| Unemployed | Atlanta | GA | 06/2016 | 05/2017 |
| Bank Of America, N.A. | Atlanta | GA | 03/2022 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-09 |
| S65 | Uniform Investment Adviser Law Examination | 2006-03-10 |
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