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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-06-02 |
| TX | RA | APPROVED | 2025-06-02 |
Branch Locations
3850 N. Causeway Blvd. #950, Metarie, LA 70002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Llc | New Orleans | LA | 05/2013 | 05/2021 |
| Massmutual Life Insurance Co | New Orleans | LA | 05/2013 | 05/2021 |
| Lpl Financial, Llc | Metairie | LA | 05/2021 | Present |
| Ameritas Life Insurance Company | Metairie | LA | 05/2021 | Present |
| Advisor Resource Council | Metairie | LA | 05/2021 | 05/2025 |
| Council Family Office | Metairie | LA | 03/2023 | 05/2025 |
| Independent Advisor Alliance | Charlotte | NC | 05/2025 | Present |
1) 05/18/2021 - Investment Related - Real Estate Rental - Start Date:2003 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 05/18/2021 - Attorney - Not Inv Rel - 0 Hrs/Mth - 0 Hrs During Trading. 3) 05/18/2021 - MNR PROPERTIES LLC - Investment Related - Real Estate Rental - Home Based - Start Date:2014 - 0 Hrs/Mth - 0 Hrs During Trading. 4) 06/18/2025 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:01/02/2023 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 12/01/2025 - Mass Mutual - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/03/2000 - 10 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-07-23 |
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