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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-03
  • NJ RA
    APPROVED
    Since 2026-03-03

Branch Locations

Succasunna, NJ • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
H.BEck, Inc. Bethesda MD 03/2013 03/2021
Prestige Title Agency Verona NJ 08/1985 05/2025
Prestige Title Agency Verona NJ 10/2014 05/2025
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Grove Point Investments, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc Morristown NJ 05/2025 Present
Private Advisor Group, Llc Morristown NJ 03/2026 Present
  • 03/2013 → 03/2021
    H.BEck, Inc.
    Bethesda, MD
  • 08/1985 → 05/2025
    Prestige Title Agency
    Verona, NJ
  • 10/2014 → 05/2025
    Prestige Title Agency
    Verona, NJ
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 05/2025 → Present
    Lpl Financial Llc
    Morristown, NJ
  • 03/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Rockville, MD
    Succasunna, NJ
    Rockville, MD
  • 2014-08-15 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Verona, NJ
    Succasunna, NJ
Other Businesses

1 - 05/2025 - Tom Grant Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-06
S63 Uniform Securities Agent State Law Examination 2005-02-23
  • S66 Uniform Combined State Law Examination
    2014-03-06
  • S63 Uniform Securities Agent State Law Examination
    2005-02-23
Designations

View on SEC IAPD

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