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Jon Barron Riley

LPl Financial LLC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-07-02
NC RA APPROVED 2004-10-15
  • TX RA
    APPROVED_RES
    Since 2009-07-02
  • NC RA
    APPROVED
    Since 2004-10-15

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Charlotte NC 10/2004 Present
Previous Registrations
Other Businesses

(1) 05/01/13 - DBA ONLY - ENDEAVOR WEALTH MANAGEMENT - CHARLOTTE, NC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-18
  • S66 Uniform Combined State Law Examination
    2002-03-18
Designations

View on SEC IAPD

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